Qualifications
Series 10
General Securities Sales Supervisor - General Module Examination
09/12/2007
Series 9
General Securities Sales Supervisor - Options Module Examination
05/08/2007
SIE
Securities Industry Essentials Examination
10/01/2018
Series 7
General Securities Representative Examination
09/23/1997
Series 66
Uniform Combined State Law Examination
10/15/2012
Series 63
Uniform Securities Agent State Law Examination
11/10/1997